HR. 216In Committee
SEC Act of 2025
Defines when multiple securities law violations must be treated as a single violation when calculating civil penalties across registration sales and investment adviser cases
Plain-English overview
What this bill does
Defines when multiple securities law violations must be treated as a single violation when calculating civil penalties across registration sales and investment adviser cases
Key points
- Require single violation counting
- Limit penalty calculations
Current status
Where it stands
Status
In Committee
Latest action
2025-01-07 — Referred to the House Committee on Financial Services.
Related context
Topics and policy areas
undefinedFinance and Financial Sector